Registered Brokerage Client Service Associate \(Support\)
• Entry-Level
• Remote
• Finance/Legal & Compliance
Mark status as:
✨ The Role in One Sentence
Alpaca is seeking a Registered Brokerage Client Service Associate to assist clients and broker partners, process operational requests, and resolve client issues in a fast-paced environment.
📋 What You'll Likely Do
30%: Assist clients and broker partners as the first point of contact for service needs and issues.
30%: Submit and process operational requests such as funds distributions, cash and stock journals, and account updates.
40%: Research and respond to client issues related to form submissions, transfers, and other operational items.
🧑💻 Profiles Doing This Job
High Priority: One to two years of experience in the securities industry.
High Priority: FINRA Series 7 license.
High Priority: Strong written and communication skills.
📈 How This Role Will Look on Your CV
Assisted clients and broker partners in a fast-paced brokerage environment.