Brokerage Operations Margin and Option Associate
• Mid-Level
• Remote
• Finance/Legal & Compliance
Mark status as:
✨ The Role in One Sentence
Alpaca is seeking a Brokerage Operations Margin and Option Associate to monitor customer margin and option risk in real time.
📋 What You'll Likely Do
30%: Monitor customer activity for trading exposure in margin and option trading.
25%: Follow Federal Reserve Reg T and FINRA rule 4210 processing margin calls.
20%: Perform option expiration processes and risk mitigation.
🧑💻 Profiles Doing This Job
High Priority: Series 7 and 63 required, series 4 preferred.
High Priority: 3+ years of brokerage operations experience.
High Priority: Experience with FINRA, OCC regulations and systems.
📈 How This Role Will Look on Your CV
Monitored customer activity and mitigated risks in a brokerage operations environment.