Non Financial Regulatory Reporting Associate
• Mid-Level
• Remote
• Finance/Legal & Compliance
Mark status as:
✨ The Role in One Sentence
Alpaca is seeking a Non Financial Regulatory Reporting Associate to focus on non-financial regulatory reporting and maintain compliance with industry rules.
📋 What You'll Likely Do
30%: Complete non-financial regulatory reporting and assist in maintaining compliance.
30%: Support Non-Financial Regulatory Reporting including CAT, CAIS, Equity Trade Reporting, LOPR, Fixed-Income, and short-interest reporting.
40%: Keep procedural documents up to date and optimize the broker-dealer clearing/correspondent client experience.
🧑💻 Profiles Doing This Job
High Priority: Intermediate knowledge and skills in regulatory reporting.
High Priority: Familiarity with CAT, CAIS, Equity Trade Reporting, and LOPR.
High Priority: Proficiency in G Suite and Microsoft Office.
📈 How This Role Will Look on Your CV
Contributed to maintaining regulatory compliance in a fintech environment.