✨ The Role in One Sentence

Alpaca is seeking a Non Financial Regulatory Reporting Associate to focus on non-financial regulatory reporting and maintain compliance with industry rules.

📋 What You'll Likely Do

• 30%: Complete non-financial regulatory reporting and assist in maintaining compliance.

• 30%: Support Non-Financial Regulatory Reporting including CAT, CAIS, Equity Trade Reporting, LOPR, Fixed-Income, and short-interest reporting.

• 40%: Keep procedural documents up to date and optimize the broker-dealer clearing/correspondent client experience.

🧑‍💻 Profiles Doing This Job

• High Priority: Intermediate knowledge and skills in regulatory reporting.

• High Priority: Familiarity with CAT, CAIS, Equity Trade Reporting, and LOPR.

• High Priority: Proficiency in G Suite and Microsoft Office.

📈 How This Role Will Look on Your CV

• Contributed to maintaining regulatory compliance in a fintech environment.